Program Overview
This expert-led program equips professionals with the knowledge and practical tools needed to manage compliance and audit trails using modern digital systems. Participants will explore key concepts like audit trail integrity, compliance-by-design, and data provenance through real-world case studies and simulations. With a focus on emerging RegTech, workflow automation, and legal audit-readiness, the course helps participants identify compliance risks, select the right tools, and design tamper-proof digital processes that withstand regulatory scrutiny. The program integrates conceptual clarity, situational awareness, and hands-on exercises to ensure participants walk away with actionable insights tailored for real corporate environments.
Features
- Understand digital compliance frameworks and audit trail requirements
- Identify and apply relevant digital tools (e.g., SIEM, RegTech platforms, blockchain)
- Analyze and evaluate audit trails for regulatory and operational readiness
- Design traceable and tamper-proof compliance workflows in real-world contexts
Target audiences
- Compliance Managers
- Internal Auditors
- Regulatory Affairs Professionals
- IT Risk Management Teams
Curriculum
- 5 Sections
- 21 Lessons
- 1 Day
Expand all sectionsCollapse all sections
- Compliance in the Digital Era – The New Normal5
- 1.1Evolution of compliance: from manual to digital
- 1.2Key terms: Digital Compliance, Traceability, Non-Repudiation, Regulatory Tech (RegTech)
- 1.3Introduction to audit trails in digital systems
- 1.4Overview of global compliance frameworks: SOX, GDPR, ISO 37301, ISO 27001
- 1.5Interactive Poll: Common compliance challenges faced by participants
- Key Digital Tools & Ecosystems for Compliance5
- 2.1Workflow automation tools: Power Automate, ServiceNow, SAP GRC
- 2.2Document control and versioning: SharePoint, OpenText, Box
- 2.3Digital audit trail tools: Splunk, SIEM, Blockchain ledgers
- 2.4Case study walkthroughs (e.g., BFSI, Manufacturing, Pharma compliance digitalization)
- 2.5Activity: Match tools to use-case scenarios
- Building Robust, Tamper-Proof Audit Trails4
- Data Integrity & Regulatory Readiness Using Technology4
- Simulation & Action Planning3
Instructor
