Curriculum
- 7 Sections
- 27 Lessons
- 1 Day
Expand all sectionsCollapse all sections
- Module 1: Introduction to RegTech and FinTech Risks4
- 1.1Overview of RegTech: definition, scope, and growth in the Indian financial ecosystem
- 1.2Categories of FinTech risks: regulatory, operational, cyber, fraud, and market risks
- 1.3Key drivers: increasing digital transactions, regulatory pressure, and the rise of data-driven financial services
- 1.4Role of RegTech in mitigating risks and ensuring compliance
- Module 2: Technological Innovations in RegTech for Risk Management5
- 2.1AI/ML for real-time fraud detection, compliance automation, and credit scoring
- 2.2Blockchain for secure transactions, identity verification, and anti-money laundering (AML)
- 2.3Big Data and predictive analytics for risk modeling and decision-making
- 2.4Smart contracts for regulatory reporting and audits
- 2.5Tools: AML platforms (Actimize, ComplyAdvantage), KYC tools (Jumio, Onfido), and API-based compliance monitoring
- Module 3: Regulatory Landscape in India4
- 3.1Overview of key regulations: RBI’s FinTech sandbox, PMLA, and data privacy laws (DPDP Act 2023)
- 3.2Role of SEBI and IRDAI in FinTech and RegTech oversight
- 3.3Compliance challenges for FinTechs: adapting to ever-evolving regulatory requirements
- 3.4Industry initiatives: NPCI’s role in standardizing digital payments and fraud prevention
- Module 4: Cybersecurity and Data Privacy Risks4
- 4.1Key cybersecurity threats in FinTech: phishing, ransomware, and insider fraud
- 4.2Data privacy challenges: securing sensitive financial data under DPDP Act and GDPR frameworks
- 4.3Biometric and multi-factor authentication: best practices for securing digital identities
- 4.4Role of RegTech in monitoring cybersecurity breaches and regulatory reporting
- Module 5: Operational and Systemic Risks in FinTech4
- 5.1Risks from neobanks, BNPL (Buy Now Pay Later), and embedded finance platforms
- 5.2Interconnectedness of FinTech players and traditional banking systems: systemic risk implications
- 5.3Crisis management strategies: from fraud detection to regulatory interventions
- 5.4Case studies: failures and learnings from Indian FinTechs
- Module 6: Investing in RegTech and FinTech Risk Mitigation Solutions3
- Module 7: Interactive Cohort Exercises3